AIM Rule 26

AIM Rule 26

 

AIM Rule 26 Disclosures

The following information is disclosed in accordance with Rule 26 of the AIM Rules.

This page was last updated: 3 January​ 2023

Description of the business:

The finnCap Group is a full-service financial services firm for ambitious growth companies.  It currently provides these companies with access to the private and public equity and debt markets and advice on acquisitions, disposals and public market bids.  The Group’s long-term strategy is to further develop these services to offer a full suite of best-in-class advisory services to its target market.  More information about the Group can be found in its annual report - https://www.finncap.com/investors/financial-reports

Main country of operation:

United Kingdom

Registered in England and Wales. Registered company no: 11540126

Registered office:

1 Bartholomew Close

London

EC1A 7BL

Email

investor.relations@finncap.com

Please click on links below to view:

Articles of Association

Memorandum of Association

 

finnCap shares are quoted and traded on AIM, a market operated by the London Stock Exchange plc.  Its shares are not traded on any exchange or trading platform other than AIM.

Issued Share Capital

The total number of finnCap ordinary shares of 1p each in issue as at 3 January 2023 is 181,094,844.

Shares held in Treasury

There are no shares held in treasury.

Shares not in public hands:

In accordance with AIM Rule 26, as at 3 January 2023, 78.9% of the issued share capital of the company was considered not to be in public hands.

Significant shareholdings of 3% or more at 3 January 2023 were as follows:

Significant shareholders (>3%)

 

 

 

 

 

Name

Number of Ordinary Shares

% of issued share capital

Jon Moulton

                                   20,022,854 

 11.06%

Vin Murria

                                   18,592,698 

 10.27%

Sam Smith

                                   17,830,000 

 9.85%

Baron Leigh

                                   16,327,892  

 9.02%

finnCap Group plc Employee Benefit trust

                                   11,560,094 

 6.38%

Geoff Nash

                                      7,132,626  

 3.94%

Share Restrictions

There are no restrictions on the transfer of the securities of finnCap Group Plc

finnCap is subject to the UK City Code on Takeovers and Mergers.