AIM Rule 26

AIM Rule 26

 

AIM Rule 26 Disclosures

The following information is disclosed in accordance with Rule 26 of the AIM Rules.

This page was last updated: 5th December 2018

Description of the business:

finnCap’s core focus is on providing financial services expertise to ambitious growth companies, whether public or private. finnCap’s principal activities have until recently been equity capital markets focused and consisted of advising companies, promoting them to investors and accessing capital on their behalf whilst providing trade execution to a broad base of institutional clients. These activities have been delivered through teams specialising in corporate finance and broking, equity sales, trading and market making and research.

Main country of operation:

United Kingdom

Registered in England and Wales. Registered company no: 11540126

Registered office:

60 New Broad Street

London

EC2M 1JJ

Email

investor.relations@finncap.com

Current Constitutional Documents

Please click on links below to view:

Articles of Association

Articles of Memorandum

 

Exchanges

finnCap shares are quoted and traded on AIM, a market operated by the London Stock Exchange plc.  Its shares are not traded on any exchange or trading platform other than AIM.

Shares and Shareholdings

Issued Share Capital

The total number of finnCap ordinary shares of 1p each in issue is 168,230,089.

Shares held in Treasury

There are no shares held in treasury.

Shares not in public hands:

In accordance with AIM Rule 26, as at 5th December 2018, 81.3% of the issued share capital of the company was considered not to be in public hands.

Significant Shareholders:

Significant shareholdings of 3% or more at 5th December 2018 were as follows:

Significant shareholders (>3%)

 

 

 

 

 

Name

Number of Ordinary Shares

% of issued share capital

J.M. Finn Nominees Limited*

                                   23,916,945

14.2%

Jon Moulton

                                   20,022,854

11.9%

Vin Murria

                                   18,592,698

11.1%

Baron Leigh

                                   16,327,892

9.7%

Sam Smith

                                   16,014,286

9.5%

Anglo Nominees Limited (EBT)

                                   10,925,056

6.5%

Geoff Nash

                                      7,080,000

4.2%

Mark Tubby

                                      5,196,687

3.1%

Cheviot Capital (Nominees) Limited

                                      3,900,000

2.3%

* of this, 7,315,805 Shares are attributable to Sam Smith

 

Share Restrictions

There are no restrictions on the transfer of the securities of finnCap Group Plc.

UK City Code on Takeovers and Mergers

finnCap is subject to the UK City Code on Takeovers and Mergers.