AIM Rule 26 Disclosures
The following information is disclosed in accordance with Rule 26 of the AIM Rules.
This page was last updated: 08 September 2023
Description of the business:
The Cavendish Group is a full-service financial services firm for ambitious growth companies. It currently provides these companies with access to the private and public equity and debt markets and advice on acquisitions, disposals and public market bids. The Group’s long-term strategy is to further develop these services to offer a full suite of best-in-class advisory services to its target market. More information about the Group can be found in its annual report - https://www.finncap.com/investors/financial-reports
Main country of operation:
United Kingdom
Registered in England and Wales. Registered company no: 11540126
Registered office:
1 Bartholomew Close
London
EC1A 7BL
Current Constitutional Documents
Exchanges
Cavendish Financial plc shares are quoted and traded on AIM, a market operated by the London Stock Exchange plc. Its shares are not traded on any exchange or trading platform other than AIM.
Shares and Shareholdings
Issued Share Capital
The total number of finnCap ordinary shares of 1p each in issue as at 11September 2023 is 362,189,565.
Shares held in Treasury
There are no shares held in treasury.
Shares not in public hands:
In accordance with AIM Rule 26, as at 11 September 2023, 22.3% of the issued share capital of the company was considered not to be in public hands.
Significant Shareholders
Significant shareholdings of 3% or more at 11 September 2023 were as follows:
| Name | Number of Ordinary Shares | % of issued share capital |
|---|---|---|
| Apex Financial Services Trustee Ltd (Cavendish Securities EBT) | 31,561,149 | 8.71% |
| Jon Moulton | 20,022,854 | 5.53% |
| Vin Murria | 18,305,198 | 5.06% |
| Sam Smith | 17,730,000 | 4.90% |
| Bridger Limited (Steward family holding) | 17,495,186 | 4.83% |
| Baron Leigh | 16,327,892 | 4.51% |
| Canaccord Genuity Asset Management Ltd | 15,147,533 | 4.18% |
| Jim Durkin | 15,014,608 | 4.15% |
| finnCap Group plc Employee Benefit trust | 11,165,597 | 3.19% |
Share Restrictions
There are no restrictions on the transfer of the securities of Cavendish Financial plc
UK City Code on Takeovers and Mergers
Cavendish Financial plc is subject to the UK City Code on Takeovers and Mergers.