AIM Rule 26

AIM Rule 26


AIM Rule 26 Disclosures

The following information is disclosed in accordance with Rule 26 of the AIM Rules.

This page was last updated: 18 January 2024

Description of the business:

The Cavendish Group is a full-service financial services firm for ambitious growth companies.  It currently provides these companies with access to the private and public equity and debt markets and advice on acquisitions, disposals and public market bids.  The Group’s long-term strategy is to further develop these services to offer a full suite of best-in-class advisory services to its target market.  More information about the Group can be found in its annual report  -

Main country of operation:

United Kingdom

Registered in England and Wales. Registered company no: 11540126

Registered office:

1 Bartholomew Close




Please click on links below to view:

Articles of Association

Memorandum of Association


Cavendish Financial plc shares are quoted and traded on AIM, a market operated by the London Stock Exchange plc. Its shares are not traded on any exchange or trading platform other than AIM.

Issued Share Capital

The total number of finnCap ordinary shares of 1p each in issue as at 18 January 2024 is 362,189,565.


Shares held in Treasury

There are no shares held in treasury.


Shares not in public hands:

In accordance with AIM Rule 26, as at 18 January 2024, 15.27% of the issued share capital of the company was considered not to be in public hands.

Significant shareholdings of 3% or more at 18 January 2024 were as follows:

Name Number of Ordinary Shares % of issued share capital
Apex Financial Services Trustee Ltd (Cavendish Securities EBT) 34,774,661 9.60%
Jon Moulton 20,022,854  5.53%
Vin Murria 18,305,198  5.06%
Sam Smith 17,730,000  4.90%
Bridger Limited (Steward family holding) 17,495,186 4.83%
Baron Leigh 16,327,892   4.51%
Canaccord Genuity Asset Management Ltd 15,147,533 4.18%
Jim Durkin 15,014,608 4.15%
Cavendish Financial plc Employee Benefit Trust 11,165,597 3.08%










Share Restrictions

There are no restrictions on the transfer of the securities of Cavendish Financial plc

Cavendish Financial plc is subject to the UK City Code on Takeovers and Mergers.