AIM Rule 26

AIM Rule 26

 

AIM Rule 26 Disclosures

The following information is disclosed in accordance with Rule 26 of the AIM Rules.

This page was last updated: 14 September 2020

Description of the business:

The finnCap Group is a full-service financial services firm for ambitious growth companies.  It currently provides these companies with access to the private and public equity and debt markets and advice on acquisitions, disposals and public market bids.  The Group’s long-term strategy is to further develop these services to offer a full suite of best-in-class advisory services to its target market.  More information about the Group can be found in its annual report - https://www.finncap.com/investors/financial-reports

Main country of operation:

United Kingdom

Registered in England and Wales. Registered company no: 11540126

Registered office:

1 Bartholomew Close

London

EC1A 7BL

Email

investor.relations@finncap.com

Current Constitutional Documents

Please click on links below to view:

Articles of Association

Memorandum of Association

 

Exchanges

finnCap shares are quoted and traded on AIM, a market operated by the London Stock Exchange plc.  Its shares are not traded on any exchange or trading platform other than AIM.

Shares and Shareholdings

Issued Share Capital

The total number of finnCap ordinary shares of 1p each in issue as at 14 September 2020 is 171,899,311.

Shares held in Treasury

There are no shares held in treasury.

Shares not in public hands:

In accordance with AIM Rule 26, as at 14 September 2020, 80.1% of the issued share capital of the company was considered not to be in public hands.

Significant Shareholders:

Significant shareholdings of 3% or more at 14 September 2020 were as follows:

Significant shareholders (>3%)

 

 

 

 

 

Name

Number of Ordinary Shares

% of issued share capital

Jon Moulton

                                   20,022,854

11.64%

Vin Murria

                                   18,592,698

10.82%

Baron Leigh

                                   16,327,892

9.50%

Sam Smith

                                   16,014,286

9.32%

finnCap Group plc Employee Benefit trust

                                   12,291,006

7.15%

Geoff Nash

                                      7,080,000

4.12%

Mark Tubby

                                      5,369,763

3.12%

Share Restrictions

There are no restrictions on the transfer of the securities of finnCap Group Plc.

UK City Code on Takeovers and Mergers

finnCap is subject to the UK City Code on Takeovers and Mergers.